High-level segment on compliance and enforcement mechanisms for corporate reporting regulations
Date
-
Event
Session Type
Side Events
Session Themes
Accounting & Reporting
Room number
Room XVIII
15 October 2014
12:00 - 20:00 Europe/Zurich
Europe/Zurich
10:00-13:00 Morning Session
This high-level segment of regulators and standard-setters will address the following issues from a global perspective:
- The importance of compliance monitoring and enforcement for achieving high-quality financial and non-financial corporate reporting
- Current initiatives underway aimed at improving compliance monitoring and enforcement
- Facilitating cooperation and exchange of experiences on a global basis
15:00-18:00 Afternoon Session
During this segment senior representatives of national regulatory and enforcement authorities forfinancial and non-financial reporting standards and codes will share their views on:
- Implementing effective compliance monitoring and enforcement mechanisms
- Good practice in providing funding for enforcement institutions
- Maintaining consistency in high-quality control over firms in a network and among networks of firms
- Synergies between prudential oversight and other sectors
- Trends in compliance and enforcement actions
- Cross-border cooperation